NEW YORK–(BUSINESS WIRE)–Schulte Roth & Zabel (SRZ), a market-leading law firm serving the financial services industry, is hosting its 12th Annual Shareholder Activism Conference today. The virtual event highlights prominent players in the shareholder activism space, including activist investors, advisers and proxy advisory firms. The speakers will engage in discussions around the current activist environment and major campaigns of the past year; the strategies behind successful activism campaigns; and emerging trends in the activism space.

Ele Klein and Marc Weingarten, SRZ partners and co-chairs of the firm’s global Shareholder Activism Group, will spearhead the annual event. Michael Swartz, co-chair of SRZ’s Litigation Department, will provide introductory remarks, followed by a short overview of the state of the market and trends for the 2021-2022 proxy season led by SRZ associate Brandon Gold and featuring Josh Black of Insightia.

Mr. Klein will moderate a panel entitled “Anatomy of a Campaign: Engine No. 1 & Exxon,” diving into his leadership role in this year’s pivotal Engine. No 1 shareholder activism campaign against Exxon, also featuring Scott Winter with Innisfree M&A Incorporated and Jonathan Gasthalter with Gasthalter & Co.

John Mahon, a partner with SRZ’s Investment Management Group, will moderate a discussion on the Engine No. 1 ETF, also featuring Michael O’Leary with Engine No. 1. Mr. Klein will also moderate a panel on “Proxy Advisory Firm Perspectives,” with Jason McCandless with Glass Lewis and Cristiano Guerra with ISS.

Additionally, Mr. Klein and Mr. Weingarten will lead discussions on “The State of Activism,” featuring Geoffrey Sorbello with Elliott Management, Jeffrey Smith with Starboard Value, Scott Ostfeld with JANA Partners LLC, and Brian Baldwin with Trian Partners.

Cara Lombardo of the Wall Street Journal will also moderate a panel on “Institutional Investors Employing the Activism Toolkit/ESG Trends,” featuring Aeisha Mastagani of CalSTRS and Lauren Taylor Wolf of Impactive Capital.

Additionally, the conference will spotlight the insights of the following SRZ attorneys on key activism-related issues: Michael Swartz on TCI’s say-on-climate win; Adriana Schwartz on the SEC’s increased involvement in activism matters; and Gayle Klein on activism campaigns in the cryptocurrency space.

“We are excited to present our 12th Annual Shareholder Activism Conference, especially as the global spotlight continues to shine on the activism space,” said David Efron, SRZ co-managing partner and co-head of the Investment Management Group. “In the wake of a number of high-profile, successful campaigns this year, we are proud to offer timely, thoughtful discussions on the key issues impacting this space,” added Marc Elovitz, SRZ co-managing partner and chair of the Investment Management Regulatory & Compliance Group.

Mr. Klein said, “This year’s conference will explore a number of topical issues in the activism space, bringing in a range of diverse perspectives, from proxy advisor firms to institutional investors. Looking ahead to what’s likely to be another monumental year for activism campaigns, our event will feature in-depth and thoughtful conversations on some of the most significant trends impacting this space.” Mr. Weingarten added, “We are also proud to offer discussions that provide a nuanced perspective on some of the emerging trends in the activism space, including increased attention from the SEC and the issues, like climate, that are gaining the most traction.”

About Schulte Roth & Zabel’s Global Shareholder Activism Group

SRZ is widely regarded as the dominant global law firm for shareholder activism. We bring to each matter a sophisticated knowledge of market practices, vast experience and unparalleled expertise in all areas of law impacting activism. SRZ has more than 30 years of experience advising clients on more than 1,000 shareholder activism matters, making us one of the most experienced advisers to activists in the world.

SRZ assists with all matters relating to activism, including campaign strategies, corporate governance, proxy rules, trading and affiliate rules, Sections 13 and 16 compliance, antitrust regulations, federal and state securities and corporate laws, tax and regulatory issues and litigation. Our lawyers work with clients on a variety of activist strategies, including behind-the-scenes long-term partnerships between activists and management, proxy contests, board and management changes, consent solicitations, special meetings and withhold campaigns, M&A activism, exempt solicitations, regulatory approvals, investigations and legislative hearings, corporate governance improvements, defensive and offensive litigation, spin-offs, split-offs, divestitures and buybacks and ESG.

About Schulte Roth & Zabel

Schulte Roth & Zabel LLP ( is a full-service law firm with offices in New York, Washington, DC and London. As one of the leading law firms serving the financial services industry, the firm regularly advises clients on corporate and transactional matters and provides counsel on regulatory, compliance, enforcement and investigative issues. The firm’s practices include: bank regulatory; bankruptcy & creditors’ rights litigation; blockchain technology & digital assets; broker-dealer regulatory & enforcement; business reorganization; complex commercial litigation; cybersecurity; distressed debt & claims trading; distressed investing; education law; employment & employee benefits; energy; environmental; environmental, social and governance; finance & derivatives; financial institutions; hedge funds; individual client services; insurance; intellectual property, sourcing & technology; investment management; litigation; litigation finance; mergers & acquisitions; PIPEs; private equity; real estate; real estate capital markets & REITs; real estate litigation; regulated funds; regulatory & compliance; securities & capital markets; securities enforcement; securities litigation; securitization; shareholder activism; tax; and white collar defense & government investigations.


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